An investment advisory business owner is sitting with clients to discuss their options.

Investment Advisory Loans

We can help position your firm for long-term success

At Live Oak Bank, we are more than the #1 SBA lender in the country*. Our dedicated investment advisory lending team offers a variety of financing options for acquiring a business, transitioning ownership, refinancing existing business debt, or even buying a building, including conventional financing. We are a true partner, ready to support you each step of the way with the best financing options for your unique needs. Our investment advisor loans are as varied as your opportunities.

Connect with our investment advisory lending team today to learn more about our customized investment advisor loan packages with favorable terms so your firm will be ready to seize current and future opportunities.

Loan Solutions

Green puzzle piece icon representing acquisitions and Live Oak Bank's suite of FDIC insured products.

Acquisition

120,000 advisors plan to retire within ten years, providing you an opportunity to acquire books of business. Pre-approval for financing helps you compete with other buyers and appeal to sellers.

Green open hand holding growing bar chart representing a strategic business succession solution

Succession

You’ve worked hard to build your business. Together, let’s strategize on the right investments in your firm to ensure a profitable and successful transition.

Green handshake with capital dollar sign and arrow representing transition business loan solutions for business owners

Transition

Many advisors are considering a move to independence. If uncertainty or lack of capital is holding you back, we can provide the resources you need to confidently make your move.

Personalized Service You Deserve

We’ll meet you where you are, whether that’s creatively structuring a small business loan or helping you maximize your money with a high-yield savings account. No need to jump through hoops for our attention — get the service you deserve from Live Oak Bank.

SMALL BUSINESS, BIG IDEAS INTERVIEW SERIES

Hear the scoop from industry veterans about what it takes to acquire, expand and run a financial advice practice.

CASE STUDY: $60MM ADVISOR LOAN

A successful investment advisory firm secured a $60 million loan facility through Live Oak Bank. The business leveraged this capital to refinance existing debt and set up an acquisition facility.

Our Investment Advisory Team Understands Your Business

  • John Turner
    VP - Investment Advisors

    Email John | 651.212.0141

  • James Hughes
    SVP - Head of Investment Advisor Financing

    Email James | 910.550.2295

  • Trey Schnippel
    VP – Investment Advisory Lending

    Email Trey | 910.227.4165

  • Karen Kneeland
    AVP – Investment Advisory Lending

    Email Karen | 269.267.1354

  • Zander Heinen
    AVP - Investment Advisory Lending

    Email Zander | 561.706.2757

We're ready when you are

Male using his phone to search for personal banking products

From our resource center

As part of our commitment to supporting small business owners, we have a library of free educational resources available to anyone. Here’s what you can expect to find in Live Oak Bank’s Resource Center:

  • Loan product overviews
  • Marketing tips and tricks
  • Small business fundamentals
  • Live Oak customer spotlights