Helping You Grow

As an investment advisor, you help your clients increase their worth. Of course, your goal is the same for your business. With Live Oak Bank, you get a long-term financial partner who believes in you and your firm. We know you can grow and we want to help, which is why we have a lending team dedicated solely to investment advisor loans.

Our Investment Advisory Lending Team has extensive industry experience and expertise—we understand your business. We have loaned over $500 million to independent investment advisors for working capital, succession, acquisition and more.

knowledge-bank
knowledge-bank

Our unique focus and approach offers investment advisors these advantages:

Assurance:

We don’t “shop” your loan to the highest bidder— approve, underwrite, fund & service the loan ourselves. You’ll always get straightforward answers from us.

Industry Experience:

Our loan officers are industry veterans who work specifically with financial advisors like you. Let us share our experience and data to help you refine your growth strategy and access the capital to make it a success.

Simplicity and Speed:

Our innovative online platform optimizes the speed and ease of closing, while minimizing paperwork. With Live Oak Bank, you can look up the status of your loan online, any time.

We're ready when you are

Please enter a valid email address.

You are more than a broker on the hunt for the next transaction. And so are we.

When you talk to your clients, you have their long-term interests at heart. That’s how you won their trust and loyalty, and built a successful practice. At Live Oak Bank, we take the same approach. We aim to support your firm’s long-term success, long beyond your first loan.

Live Oak is not your traditional bank. Our mission is to create an unprecedented banking experience for small business owners like you. Our Investment Advisor team works only with independent financial advisors, all day, every day, so we are laser-focused on your industry. And because our founders are innovators in both finance and technology, we bring efficiency and excellence to the lending process.

At Live Oak, we put our own capital at risk. We decide whether we believe in you, and once we’re in, we don’t walk away. We are not “shopping” you to a list of institutions.

We believe that your business is your life, and it’s worth our best efforts as well as yours. Our officers are available to advise you long before you decide you’re ready to borrow. If you want to do research, please visit our Knowledge Bank, where you can find videos, worksheets and reports that will help you chart your company’s path forward.

Call us. We’re happy to talk.

LOANS TERMS THAT SET YOUR CASH FREE

Live Oak Bank makes it easy for investment advisor professionals to build firm value by providing affordable, flexible business loans. Our Investment Advisory Lending Team is the financing partner you need, empowering you with focused industry expertise and innovative technology solutions throughout the loan process.

  • Extensive Financing Options: Competitive rates, no financial covenants and no prepayment penalties.
  • Terms: 7 to 10 years for business purposes and 25 years for real estate.
  • Loan Amounts: Live Oak can fund loans starting at $75,000 up to $7.5 million, with an expedited process for amounts up to $350,000.
  • Interest Rates: Competitively priced for cash flow dependent transactions.
  • Timing: Industry-focused Investment Advisory Lending Team handles your loan from application to approval in as few as 10 days, and funding within 40 days.

 

Awards

2016 Wall Street 50 Honoree Irish America View Award
2016 January Cover of Investment Advisor Magazine "Angel Investors" Download PDF
2016 ThinkAdvisor IA 25 honoree, Jason Carroll ThinkAdvisor View Award
2016 Top 10 to Watch, Jason Carroll Wealthmanagement.com View Award
2016 Investment Banks/Lenders/Succession Planning Consultants Wealthmanagement.com View Award
2015 Outstanding Industry Disruptor Wealthmanagement.com View Award

Our Investment Advisory Team

  • Ted Parker
    General Manager

    Email Ted | 910.458.3241

  • Jason Carroll
    Managing Director

    Email Jason | 910.550.2261

  • John Turner
    Senior Loan Officer

    Email John | 651.212.0141

  • Sims Richardson
    Loan Officer

    Email Sims | 910.550.2304

  • Sarah Deasy
    Loan Officer

    Email Sarah | 910.796.1662

  • Maggie Wilson
    Loan Officer

    Email Maggie | 910.247.4089

  • James Hughes
    Loan Officer

    Email James | 910.550.2295

  • Anne Mino
    Enterprise Program Manager

    Email Anne | 910.550.2297

  • Nick Parker
    Loan Officer

    Email Nick | 910.338.3827

  • Kyle Campbell
    Loan Officer

    Email Kyle | 910.338.4287

  • Cam Philpott
    Loan Officer

    Email Cam | 910.795.4190